Cboe Equities Exchanges Disciplinary Actions

No.: 20120310864-06

May 8, 2015

Notice of Acceptance of Letter of Acceptance, Waiver and Consent No. 20120310864-06, Stock USA Execution Services, Inc.

No.: 20140412839

January 28, 2015

Notice of Acceptance of Letter of Acceptance, Waiver and Consent No. 20140412839, Kershner Securities, LLC

No.: 20100231838

January 15, 2015

Notice of Acceptance of Letter of Acceptance, Waiver and Consent No. 20100231838, Lime Brokerage LLC