Cboe Equities Exchanges Disciplinary Actions

No. 20130358242-03

September 18, 2015

Notice of Acceptance of Letter of Acceptance, Waiver and Consent No. 20130358242-03, National Financial Services LLC

No.: 20120310864-07

May 8, 2015

Notice of Acceptance of Letter of Acceptance, Waiver and Consent No. 20120310864-07, Stock USA Execution Services, Inc.

No.: 20100238966

January 5, 2015

Notice of Acceptance, Waiver, and Consent No. 20100238966, Instinet, LLC